Decisions and Orders
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 Decisions and Orders 

Under For Companies – Decisions and Orders, you will find:

  • decisions and orders relating to certain deficiencies in continuous disclosure filings by particular issuers;
  • orders granting exemptions to particular issuers from specified requirements of securities laws, and decisions relating to applications for such exemptions; and
  • decisions and orders relating to take-over bids.

You can also find certain decisions and orders by viewing:

In addition, you can consult, without cost, CanLII for decisions and orders issued by the ASC and its counterparts in other Canadian provinces and territories. 

Note:  We have been reorganizing the categories of Decisions and Orders documents on our website. 

Some documents formerly found under “Enforcement – Decisions and Orders” have been moved to “For Companies – Decisions and Orders” or to “For Dealers & Advisers – Decisions and Orders”. 

You may want to conduct your search in more than one section.  Thank you for your patience as we complete this transition.  

Document NameFilter
AFEXA LIFE SCIENCES INC. DEC 20111014 4004796-v1.pdf
Applicant:
Paladin Labs Inc.
Respondent:
Afexa Life Sciences Inc.
Other Parties:
Valeant Pharmaceuticals International, Inc.
1625907 Alberta Ltd.
10/14/2011Commission Decisions, Orders and Rulings
3306127v11478860_Alberta_Ltd__Decision.pdf
Applicant:
1478860 Alberta Ltd., a wholly-owned subsidiary of TransAlta Corporation
Respondent:
Canadian Hydro Developers, Inc.
9/3/2009Commission Decisions, Orders and Rulings
3308582-v1-1478860_Alberta_Ltd__ASC_ORDER.pdf
Applicant:
1478860 Alberta Ltd., a wholly-owned subsidiary of TransAlta Corporation
Respondent:
Canadian Hydro Developers, Inc.
9/9/2009Commission Decisions, Orders and Rulings
Bearspaw Opportunity Company Inc. Dec 20100616 3557907.pdf
Applicant:
Bearspaw Opportunity Company Inc.
6/16/2010Commission Decisions, Orders and Rulings
3986171-v1-Afexa_-_Valeant_Application_for_Standing.pdf
Applicants:
Valeant Pharmaceuticals International, Inc.
1625907 Alberta Ltd.
Respondent:
Paladin Labs Inc.
Also appearing:
Afexa Life Sciences Inc.
9/19/2011Commission Decisions, Orders and Rulings
3990610-v1-Afexa_Life_Sciences_Inc__Order.DOC.pdf
Applicant:
Paladin Labs Inc.
Respondent:
Afexa Life Sciences Inc.
Other Parties:
Valeant Pharmaceuticals International, Inc.
1625907 Alberta Ltd.
9/26/2011Commission Decisions, Orders and Rulings
3291269-v1-HSE_and_Forum_Order.pdf
Applicant:
HSE Integrated Ltd.
Respondent:
Forum National Investments Ltd.
8/25/2009Commission Decisions, Orders and Rulings
3300994-v1HSE_Integrated_Ltd_Oral_Decision_Text.pdf
Applicant:
HSE Integrated Ltd.
Respondent:
Forum National Investments Ltd.
9/2/2009Commission Decisions, Orders and Rulings
3277060-v1-ARC_Decision.pdf
Applicants:
ARC Equity Management (Fund 4) Ltd.
ARC Equity Management (Fund 5) Ltd.
Respondents:
Profound Energy Inc.
Paramount Energy Trust
8/10/2009Commission Decisions, Orders and Rulings