Enforcement
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Enforcement 

Did you know that you can check whether a company or individual offering an investment is or has been the subject of enforcement action?

Make sure you have all the information you need before you make your investing decisions. 

ASC Hearings

Check whether a company or individual offering an investment is the subject of a current or upcoming enforcement proceeding.

Enforcement Decisions and Orders

Check whether a company or individual offering an investment has been the subject of enforcement action.

Other Decisions and Orders

You can find other ASC decisions and orders under:

After doing your own research, if you are unclear about what you have found, please contact our ASC Public Inquiries at 1-877-355-4488 or inquiries@asc.ca.

You may also want to consider getting independent advice from a third party with business knowledge such as a registered financial adviser or securities lawyer.