Confirm Registration 

Investors can use our search tools to see if an individual or firm is registered to sell investments.

• Search for a Registered Individual – use this search if you know (or have a good idea) of the name of the individual you are searching for.
• Search for a Registered Firm – use this search if you know (or have a good idea) of the name of the firm you are searching for.
• Search for International Dealers and Advisers – use this search to find firms that are relying on exemptions from registration in National Instrument 31-103. 

You can also download the entire list of registered firms in Excel or PDF format.