Asking the right questions can help you make an informed decision. When determining whether an investment opportunity is right for you, it’s smart to ask:
- Is the person offering me this investment registered? What about his/her company?
- Is there any enforcement history with this company or individual?
- What other questions should I be asking before I invest?
The links below will help you do some quick research to help answer these investing questions.
Find out if an individual or company offering you an investment is registered.
Check Enforcement History
Look up current or previous enforcement proceedings to see if there is any disciplinary history for an individual or company offering you an investment.
View more ASC videos on our albertasecurities YouTube channel.