News Releases
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News Releases 

News releases are archived from 1999.

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Contact ASC Media Relations:
(403) 297-4481
media@asc.ca

6/17/2013ASC cease trades Papa Chocolat Distribution Inc.
6/13/2013ASC reciprocates bans against Daniel Scammell, Casper de Beer, VerifySmart Corp. and Verified Transactions Corp.
6/13/2013Canadian Securities Regulators Now Require Delivery of the Fund Facts for Mutual Funds
6/7/2013ASC sanctions Calgary man for market manipulation
6/6/2013Canadian Securities Regulators Seek Comment on Derivatives Rules Relating to Product Determination and Trade Repositories and Data Reporting
5/30/2013Canadian Securities Regulators Adopt “Pre-Marketing” and “Marketing” Amendments to Prospectus Rules
5/29/2013ASC reminds industry of requirements for the establishment of reserves estimates
5/28/2013ASC sanctions Victor George DeLaet for fraud against Focused Group investors
5/17/2013ASC orders bans against Steven Vincent Weeres and Rebekah Donszelmann
5/16/2013Alberta Provincial Court upholds investigation powers of ASC
5/15/2013Alberta Provincial Court rules Securities Act fraud provisions constitutional
5/13/2013ASC rules Edmonton businessmen illegally traded securities
5/13/2013ASC finds Dale St. Jean, Gregory Tindall, TransCap Corporation and Strata-Trade Corporation perpetrated a fraud on Alberta investors
5/10/2013ASC reciprocates bans against JV Raleigh Superior Holdings, Ingram Jeffrey Eshun and Maisie Smith (a.k.a. Maizie Smith)
5/2/2013Canadian Securities Regulators Announce Roundtables to Receive Input on Statutory ‘Best Interest’ Duty
4/30/2013ASC seeks to reciprocate bans against Myron Sullivan II (a.k.a Fred Myron George Sullivan), Global Response Group and IMC-International Marketing of Canada
4/26/2013Canadian Securities Regulators undertake review following loss of personal information
4/25/2013New service provider for the operation of the CSA National Systems
4/22/2013ASC alleges illegal insider trading against Anthony Lambert, Sandra Pierce and Sean Turner
4/18/2013CSA seeks comment on proposals for derivatives market registration and regulation
4/18/2013ASC lays 23 charges in Provincial Court against Donald Addison Nason
4/17/2013ASC settles illegal insider trading case against Calgary consultant
4/17/2013Canadian Securities Regulators release MFDA Oversight Review Report
4/17/2013ASC alleges Patrick Lough, Lynda Davidson, Wayne Barnes and Mountain Shores Land Ventures Ltd. made false statements to potential investors
4/16/2013ASC announces appointment of three new commission members
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