Search for a Registered Individual  

You can search for a registered individual using either last or first name. If you are not sure how the name is spelled, place an asterisk (*) following the first few letters to return all results beginning with those letters. Example: If you are searching for an individual and are not sure if his last name is Smith or Smyth, enter Sm* in the Last Name field to return all results beginning with Sm.

Can’t find your registered individual you are looking for?

Some firms have been granted or are relying on an exemption. You can view our list of Decisions and Orders here.

You can also:

• Search for a registered firm.
• Search our International Dealers and Advisers page for firms that are relying on exemptions from registration in National Instrument 31-103. 
• Download the registrant list in Excel or PDF format.
• Call the ASC at 1-877-355-4488 and we can assist you.