Blanket Orders 

ASC Blanket Orders currently in effect:  

 91-505

Over the Counter Derivatives Transactions

 

Status:  Effective 31 Dec 2012

View Related Documents:

  • 91-505

    •  45-512

    Exemption from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers 

     

    Status:  Effective 19 Dec 2012

    View Related Documents:

  • 45-311

    •  23-103

    Exemption from National Instrument 23-103 Electronic Trading 

     

    Status:  Effective 01 Mar 2013

    View Related Documents:

  • 23-103

    •  51-513

    Relief from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets 

     

    Status:  Effective 31 Jul 2012

    View Related Documents:

  • no related documents 

    •  31-524

    Extension of Transitional Relief from Investment Fund Manager Registration Requirement Prescribed by Section 16.5 and 16.6 of NI 31-103

     

    Status:  Effective 28 Sep 2012

    View Related Documents:

  • no related documents 

    •  31-525

    Extension of Transitional Relief from the Requirement to Provide Dispute Resolution Services Prescribed by Section 13.16 of NI 31-103

     

    Status:  Effective 28 Sep 2012

    View Related Documents:

  • no related documents 

    •  21-503

    Extention of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities

     

    Status:  Effective 16 Dec 2011

    View Related Documents:

  • 21-101 

    •  31-519

    Exemption from Certain Sections of NI 31-103 for Trades in Short-term Debt Instruments

     

    Status:  Effective 29 Sep 2011

    View Related Documents:

  • 31-103

    • 31-523

    Transitional Relief from the Requirement to Provide Relationship Disclosure Information Prescribed by Section 14.2(1) of NI 31-103 for MFDA Member Firms

     

    Status:  Effective 28 Sep 2011

    View Related Documents:

  • 31-103

    •  31-522

    Transitional Relief from the Requirement to Provide Relationship Disclosure Information Prescribed by Section 14.2(1) of NI 31-103 for IIROC Member Firms

     

    Status:  Effective 28 Sep 2011

    View Related Documents:

  • 31-103

    •  31-521

    Exemption from the Registration Requirement in NI 31-103 for International Advisers

     

    Status:  Effective 23 Sep 2011

    View Related Documents:

  • 31-103

    •  31-520

    Exemption from the Registration Requirement in NI 31-103 for International Dealers

     

    Status:  Effective 23 Sep 2011

    View Related Documents:

  • 31-103

    •  21-502

    Exemption from Filing Time Requirement for Changes to Form 21-101F1 Exhibit N (fees)

     

    Status:  Effective 22 Jun 2011

    View Related Documents:

  • 21-101

    •  51-510

    Exemption from the Requirement to Send Financial Statements and Related Disclosure to Securityholders During a Disruption in Postal Service  

     

    Status:  Effective 01 Jun 2011

    View Related Documents:

  • 51-102
  • 51-102
  • 81-106

    • 15-502

    Notice to Attend (Hearing)

     

    Status:  Effective 23 Aug 2010

     

    View Related Documents:
    no related documents

    31-505

    Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions

     

    Status:  Effective 27 Mar 2010

     

    View Related Documents:

  • 31-103 
  • ASC Staff Notice Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions

    • In order to rely on the relief granted by Blanket Order 31-505 Registration Exemption for Trades in Connection with Certain Prospectus Exempt Distributions, please use the link below that will direct you to the British Columbia Securities Commission e-filing system for such purposes:
    Blanket Order 31-505 Appendix B Filings

     

    Exemption for trades in certain capital accumulation plans 

     

    Status:  Effective 21 Oct 2005

    View Related Documents:

  • 45-106

    •  21-501

    Confidentiality for Forms that marketplaces and information processors are required to file under NI 21-101

     

    Status:  Effective 15 Jan 2003

    View Related Documents:

  • 21-101

    •  

    National Instrument 71-101 Multijurisdictional Disclosure System (Determination) 

     

    Status:  Effective 01 Nov 1998

    View Related Documents:

  • 71-101