This section provides information on the status of current and scheduled ASC hearings. These may include enforcement proceedings, adjudication of contested take-over bids and reviews and appeals of decisions made by ASC Staff, exchanges or self-regulatory organizations. ASC hearings are generally open to the public.
For documents relating to past proceedings before the ASC view:
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To view additional information about a current or scheduled proceeding, click on a link below.
ENFORCEMENT PROCEEDINGS |
Respondents | Date | Purpose/Status |
| | decision pending |
HOLTBY, John Herbert BURDEYNEY, Kenneth Michael WALTON, Gayle Marie KOWALCHUK, Randall George HOLTBY, Dale Francis SHEPERT, John Jacob | | decision on sanction pending |
CLOUTIER, Ronald Theodore Venture Contractors Ltd. Viva Communications Ltd. Sunterra Resource Audit Equipment Ltd. Sunterra Seismic Inc.
| June-July 2013 | hearing into merits |
JOHNSTON, Raymond Harvey Sherwood Financial Services Ltd. | June 2013 | hearing into merits |
TransCap Corporation Strata-Trade Corporation ST. JEAN, Dale Joseph Edgar TINDALL, Gregory Dennis | July 2013 | submissions pending |
ROBINSON, Dedric Joseph Libertygate Investment Corp. D. Robinson & Associates Inc. HOLOMEY, Allan Dwayne A.D.H. Stealth Investments Inc. | July 2013 | submissions pending |
MCKAY, Glen Hubert WEINER, Floyd Terrance | August 2013 | hearing into merits |
Peer Financial Ltd. RBEE Capital Associates Ltd. BURGESS, Ralph William | August-September 2013 | hearing into merits |
Rogers Oil & Gas Inc. Rogers Gold Corp. ROGERS, John Dale KEENAN, Robert Harold MITCHELL, Charles (Chad) KIRKHAM, Brian R. | October-November 2013 | hearing into merits |
Platinum Equities Inc. Deerfoot Court Real Estate Investment Fund Limited Partnership Glenmore & Centre Retail Limited Partnership Platinum 5 Acres and a Mule Limited Partnership PMIC II Investments Ltd. Qualia Real Estate Investment Fund VI Limited Partnership CHANDRAN, Shariff CHANDRAN, Chitra JARO, Victor Alejandro Galivan (a.k.a. GALIVAN, Alex) | November-December 2013 | hearing into merits |
Hypower Fuel Inc. HOCHHAUSEN, Thomas BENDER, Douglas | November 2013 | hearing into merits |
ZEIBEN, Lawrence Grit International Inc. Texas Petroleum Inc. CHAMBERS, Berith Ward Advanced Investor Intelligence Inc. | January 2014 | hearing into merits |
HAGERTY, Sherry HAGERTY, Gary | February 2014 | hearing into merits |
LOUGH, Patrick Myles DAVIDSON, Lynda Dawn BARNES, Wayne Thomas Arnold Mountain Shores Land Ventures Ltd. | February-March 2014 | hearing into merits |
Calvalley Petroleum Inc. KONT, Memet MACARTHUR, Kevin Dougald SHIMOON, Edmund | February-March 2014 | hearing into merits |
LAMBERT, Anthony Maurice PIERCE, Sandra Lynn TURNER, Sean Gregory | March 2014 | hearing into merits |
Progressive Energy Partners LLC Progressive Energy Partners LLC #3 Progressive Energy Partners LLC #4 AUBREY, Carol Dee AUBREY, Jerry L. | adjourned indefinitely on application by ASC Staff | reciprocal application |
The Tradeshow Marketing Company Ltd. Pacific Blue Energy Corp. | adjourned indefinitely on application by parties | hearing into merits |
MAK, Gordon | adjourned indefinitely | hearing into merits |
Global 8 Environmental Technologies, Inc. Halo Property Services Inc. Canadian Alternative Resources Inc. Milverton Capital Corporation BRANCONNIER, Rene Joseph BURBACK, Chad Delbert | adjourned | hearing into merits |
OTHER PROCEEDINGS |
Parties | Date | Purpose/Status |
Pacific Blue Energy Corp. (Applicant) | adjourned indefinitely on application by Pacific Blue Energy Corp. | application for partial revocation of interim cease trade order |