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If you have serious concerns about how your investments or securities have been handled, a company you have invested in, or you believe a company or individual has breached securities law, you can make a formal complaint with the ASC.
In enforcing Alberta securities laws, the ASC is empowered to take certain actions to protect investors and the integrity of Alberta's capital market.
The ASC can:
The ASC cannot:
If you have lost money
The ASC does not order restitution to get investors' money back for them - that would have to be done via the courts. If you have lost money due to a violation of securities law, you should obtain legal advice to determine what options - such as the civil courts - are available to you.
File an investor complaint
Frequently asked questions