October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
Thank you for providing us with the general information about your complaint. This section is where we need you to provide more detailed information in order to properly assess the situation. Please complete the Detailed Complaint form and include enough information and details that will enable us to determine what action(s) might be necessary. All information provided will be treated as confidential and used only as permitted under the Securities Act (Alberta).
To file a detailed complaint, you have several options. Regardless of the option you choose, you will always have the ability to submit your complaint anonymously.
This will allow you to save and retrieve your detailed complaint.
If you already have an account login below.
You do not need to create an account in order to file a detailed complaint. You will, however, not be able to save your progress. You will need to complete your complaint in a single session.