Regulatory Instrument Details

Securities Law & Policy

12-203 Management Cease Trade Orders [National Policy]

12-203
Number
Title
Regulatory Instrument Type
Date Type
Date
12-203
Management Cease Trade Orders - Consolidated Version
As Changed - National Policy - 06/09/2023
National Policy
As Changed
06/09/2023

Proposed Amendments Related to 12-203

Number
Title
Regulatory Instrument Type
Date Type
Date
12-203
Proposed Changes to NP 12-203 (arising from NI 51-102)
Published - Proposed Changes to Policy - 05/20/2021
Proposed Changes to Policy
Published
05/20/2021
Related (2) Historic (8)
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
Amendments to MI 11-102
Published - CSA Notice - 03/03/2016
CSA Notice
Published
03/03/2016
Number
Title
Regulatory Instrument Type
Status
Date
12-203
Changes to NP 12-203 (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
12-203
Management Cease Trade Orders
Effective - National Policy - 06/23/2016
National Policy
Effective
06/23/2016
51-703
Flood Related Late Interim and Annual Filings
Published - CSA Notice - 06/27/2013
CSA Notice
Published
06/27/2013
12-203
Amendment to NP 12-203 (arising from NI 41-101)
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
12-203
Amendments to NP 12-203 (arising from NI 52-109)
Effective - Changes to Policy - 12/15/2008
Changes to Policy
Effective
12/15/2008
12-203
Cease Trade Orders for Continuous Disclosure Defaults
Effective - National Policy - 09/01/2008
National Policy
Effective
09/01/2008
12-203
Cease Trade Orders for Continuous Disclosure Defaults
Published - CSA Notice - 09/01/2008
CSA Notice
Published
09/01/2008
12-203
Notice and Request for Comment of Proposed NP 12-203 Cease Trade Orders for Continuous Disclosure Defaults
Published - CSA Notice - 03/28/2008
CSA Notice
Published
03/28/2008

News Releases Related to 12-203

Title
Date
Canadian Regulators Issue Guidance Regarding Cease Trade Orders
Mar 28, 2008