Regulatory Instrument Details
31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations [CSA Notice]
31-336
Number
Title
Regulatory Instrument Type
Date Type
Date
31-336
Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
Published - CSA Notice - 01/09/2014
CSA Notice
Published
01/09/2014
Proposed Amendments Related to 31-336
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News Releases Related to 31-336
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