Regulatory Instrument Details

41-101 - General Prospectus Requirements [NI]

41-101
Number
Title
Regulatory Instrument Type
Date Type
Date
41-101
General Prospectus Requirements - Consolidated Version
As Amended - National Instrument - 01/03/2019
National Instrument
As Amended
01/03/2019
41-101F1
Form
As Amended
11/17/2015
41-101F2
Form
As Amended
01/03/2019
41-101F2
Form
As Amended
03/08/2017
41-101F3
Form
As Amended
09/22/2014
41-101F4
Form
As Amended
01/03/2019
41-101F4
Information Required in an ETF Facts Document
Effective - Form - 03/08/2017
Form
Effective
03/08/2017
41-101CP
Companion Policy to NI 41-101 - Consolidated Version
As Changed - Companion Policy - 03/08/2017
Companion Policy
As Changed
03/08/2017

Proposed Amendments Related to 41-101

No documents found
Number
Title
Regulatory Instrument Type
Status
Date
CSA Notice
Published
10/04/2018
51-343
CSA Notice
Published
04/16/2015
51-514
Blanket Order
Effective
03/31/2015
41-307
CSA Notice
Published
03/02/2012
41-306
IFRS Transition - Prospectus Issues
Published - CSA Notice - 09/29/2011
CSA Notice
Published
09/29/2011
41-305
Share Structure Issues – Initial Public Offerings
Published - CSA Notice - 09/24/2010
CSA Notice
Published
09/24/2010
43-306
Technical Reports Filed for Prospectus Offerings
Published - CSA Notice - 06/02/2006
CSA Notice
Published
06/02/2006
Number
Title
Regulatory Instrument Type
Status
Date
41-101
Amendments to NI 41-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 01/03/2019
Amendments to Instrument
Effective
01/03/2019
41-101
Amendments to NI 41-101 (arising from NI 44-101)
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
41-401F4
Information Required in an ETF Facts Document
Effective - Form - 03/08/2017
Form
Effective
03/08/2017
41-101CP
Changes to 41-101CP
Effective - Changes to Policy - 03/08/2017
Changes to Policy
Effective
03/08/2017
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 03/08/2017
Amendments to Instrument
Effective
03/08/2017
CSA Notice
Published
12/08/2016
41-101CP
Changes to 41-101CP (arising from NI 45-106)
Effective - Changes to Policy - 12/08/2015
Changes to Policy
Effective
12/08/2015
41-101
Amendments to NI 41-101 (arising from NI 45-106)
Effective - Amendments to Instrument - 12/08/2015
Amendments to Instrument
Effective
12/08/2015
41-101
Amendments to Instrument
Effective
11/17/2015
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 06/30/2015
Amendments to Instrument
Effective
06/30/2015
41-101CP
Changes to 41-101CP
Effective - Changes to Policy - 06/30/2015
Changes to Policy
Effective
06/30/2015
CSA Notice
Published
06/18/2015
41-101
Amendments to Instrument
Effective
05/05/2015
41-101
Amendments to NI 41-101 (arising from NI 52-108)
Effective - Amendments to Instrument - 09/30/2014
Amendments to Instrument
Effective
09/30/2014
41-101
Amendments to NI 41-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
CSA Notice
Published
05/22/2014
41-101
Amendments to NI 41-101 (arising from NI 81-106)
Effective - Amendments to Instrument - 01/01/2014
Amendments to Instrument
Effective
01/01/2014
41-101CP
Changes to 41-101CP
Effective - Changes to Policy - 08/13/2013
Changes to Policy
Effective
08/13/2013
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 08/13/2013
Amendments to Instrument
Effective
08/13/2013
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
41-101CP
Changes to 41-101CP
Effective - Changes to Policy - 05/31/2013
Changes to Policy
Effective
05/31/2013
41-101
Amendments to NI 41-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 05/14/2013
Amendments to Instrument
Effective
05/14/2013
41-101CP
Changes to 41-101CP
Effective - Changes to Policy - 05/14/2013
Changes to Policy
Effective
05/14/2013
41-101
Amendments to NI 41-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 04/30/2012
Amendments to Instrument
Effective
04/30/2012
41-101
Amendments to NI 41-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 04/20/2012
Amendments to Instrument
Effective
04/20/2012
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 05/01/2011
Amendments to Instrument
Effective
05/01/2011
41-101
Amendments to NI 41-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
41-101CP
Changes to 41-101CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
41-101
Amendments to NI 41-101 (arising from NI 51-101)
Effective - Amendments to Instrument - 12/30/2010
Amendments to Instrument
Effective
12/30/2010
CSA Notice
Published
10/01/2010
41-101
Amendments to NI 41-101 (arising from NI 23-102)
Effective - Amendments to Instrument - 06/30/2010
Amendments to Instrument
Effective
06/30/2010
Amendments to 81-101F2 and 41-101F2
Published - CSA Notice - 04/09/2010
CSA Notice
Published
04/09/2010
CSA Notice
Published
09/25/2009
41-101F2
Amendments to 41-101F2 (arising from NI 81-106)
Effective - Amendments to Instrument - 09/08/2008
Amendments to Instrument
Effective
09/08/2008
ASC Notice
Published
04/11/2008
44-301
CSA Notice
Withdrawn
03/17/2008
41-101CP
Companion Policy to NI 41-101
Effective - Companion Policy - 03/17/2008
Companion Policy
Effective
03/17/2008
41-101
General Prospectus Requirements
Effective - National Instrument - 03/17/2008
National Instrument
Effective
03/17/2008
41-101F1
Information Required in a Prospectus
Effective - Form - 03/17/2008
Form
Effective
03/17/2008
41-101F2
Form
Effective
03/17/2008
03/29/1990
Revoked - Policy 4.12 - Investment Contract Policy
Revoked - Blanket Order - 03/17/2008
Blanket Order
Revoked
03/17/2008
CSA Notice
Published
12/21/2007
41-101
Prospectus Disclosure Requirements
Effective - National Instrument - 12/31/2000
National Instrument
Effective
12/31/2000
Notice of NI 41-101
Published - ASC Notice - 10/13/2000
ASC Notice
Published
10/13/2000
ASC Notice
Published
10/13/2000
CSA Notice
Published
05/16/1997

News Releases Related to 41-101

Title
Date