Regulatory Instrument Details

Securities Law & Policy

44-101 Short Form Prospectus Distributions [NI]

44-101
Number
Title
Regulatory Instrument Type
Date Type
Date
44-101
Short Form Prospectus Distributions – Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 04/16/2024
Amendments to Instrument
Effective
04/16/2024
44-101F1
Short Form Prospectus – Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
44-101CP
Companion Policy to NI 44-101 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
CSA Notice of Publication Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
Published - CSA Notice - 01/11/2024
CSA Notice
Published
01/11/2024

Proposed Amendments Related to 44-101

Number
Title
Regulatory Instrument Type
Date Type
Date
44-101CP
Proposed Changes to 44-101CP (arising from NI 51-102)
Published - Proposed Changes to Policy - 05/20/2021
Proposed Changes to Policy
Published
05/20/2021
44-101
Proposed Amendments to NI 44-101 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
Related (9) Historic (61)
Number
Title
Regulatory Instrument Type
Status
Date
44-501
Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements - Varied
Effective - Blanket Order - 01/04/2022
Blanket Order
Effective
01/04/2022
44-306
Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
Published - CSA Notice - 12/06/2021
CSA Notice
Published
12/06/2021
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
41-307
Concerns Regarding An Issuer’s Financial Condition And The Sufficiency Of Proceeds From A Prospectus Offering - Revised Version
Published - CSA Notice - 03/25/2021
CSA Notice
Published
03/25/2021
43-310
Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) - Revised Version
Published - CSA Notice - 03/05/2020
CSA Notice
Published
03/05/2020
41-307
Concerns regarding an Issuer's Financial Condition and the Sufficiency of Proceeds from a Prospectus Offering
Published - CSA Notice - 03/02/2012
CSA Notice
Published
03/02/2012
41-306
IFRS Transition - Prospectus Issues
Published - CSA Notice - 09/29/2011
CSA Notice
Published
09/29/2011
41-305
Share Structure Issues – Initial Public Offerings
Published - CSA Notice - 09/24/2010
CSA Notice
Published
09/24/2010
43-306
Technical Reports Filed for Prospectus Offerings
Published - CSA Notice - 06/02/2006
CSA Notice
Published
06/02/2006
Number
Title
Regulatory Instrument Type
Status
Date
44-101CP
Changes to 44-101CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
44-101
Amendments to NI 44-101 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
Request for Comment Proposed Amendments and Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers (includes comment letters received)
Published - CSA Notice - 04/07/2022
CSA Notice
Published
04/07/2022
44-101CP
Changes to 44-101CP (arising from NI 51-102)
Effective - Changes to Policy - 11/18/2020
Changes to Policy
Effective
11/18/2020
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
Amendments to NI 44-101 (relating to Designated Rating Organizations)
Published - CSA Notice - 03/29/2018
CSA Notice
Published
03/29/2018
Request for Comment relating to Designated Rating Organizations (includes comment letters received)
Published - CSA Notice - 07/06/2017
CSA Notice
Published
07/06/2017
44-101
Amendments to NI 44-101 (arising from NI 45-106)
Effective - Amendments to Instrument - 12/08/2015
Amendments to Instrument
Effective
12/08/2015
44-101
Amendments to NI 44-101 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)
Effective - Amendments to Instrument - 11/17/2015
Amendments to Instrument
Effective
11/17/2015
44-302
Withdrawn - Replacement of NI 44-101 Short Form Prospectus Distributions
Withdrawn - CSA Notice - 09/12/2013
CSA Notice
Withdrawn
09/12/2013
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 08/13/2013
Changes to Policy
Effective
08/13/2013
47-302
Withdrawn - Pre-marketing of Underwriters' Options on Bought Deals
Withdrawn - CSA Notice - 08/13/2013
CSA Notice
Withdrawn
08/13/2013
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 08/13/2013
Amendments to Instrument
Effective
08/13/2013
44-101
Amendments to NI 44-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
44-101CP
Changes to 44-101CP (arising from NI 25-101)
Effective - Changes to Policy - 05/31/2013
Changes to Policy
Effective
05/31/2013
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 05/14/2013
Amendments to Instrument
Effective
05/14/2013
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 05/14/2013
Changes to Policy
Effective
05/14/2013
44-303
Withdrawn - Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101
Withdrawn - CSA Notice - 06/21/2012
CSA Notice
Withdrawn
06/21/2012
44-101
Amendments to NI 44-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 04/20/2012
Amendments to Instrument
Effective
04/20/2012
44-101
Amendments to NI 44-101 (arising from NI 43-101)
Effective - Amendments to Instrument - 06/30/2011
Amendments to Instrument
Effective
06/30/2011
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
44-101CP
Companion Policy to NI 44-101
Effective - Companion Policy - 03/17/2008
Companion Policy
Effective
03/17/2008
44-101
Amendments to NI 44-101 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
44-101F1
Amendments to 44-101F1 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
42-303
Withdrawn - Prospectus Requirements
Withdrawn - CSA Notice - 03/17/2008
CSA Notice
Withdrawn
03/17/2008
44-801
Repealed- Implementing NI 44-101 Short Form Prospectus Distributions
Repealed - ASC Rule - 03/17/2008
ASC Rule
Repealed
03/17/2008
2006 ABASC 1359
Revoked - Exemption for Solicitations of Expressions of Interest
Revoked - Blanket Order - 03/17/2008
Blanket Order
Revoked
03/17/2008
44-101F1
Amendments to 44-101F1 (arising from repeal of NP 48)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
44-101CP
Changes to 44-101CP (arising from repeal of NP 48)
Effective - Changes to Policy - 12/31/2007
Changes to Policy
Effective
12/31/2007
43-701
Withdrawn - Amended Staff Notice of Oil And Gas Reserves Estimates and Reports
Withdrawn - ASC Notice - 12/21/2007
ASC Notice
Withdrawn
12/21/2007
43-701
Withdrawn - Oil and Gas Reserves Estimates and Reports
Withdrawn - ASC Notice - 12/21/2007
ASC Notice
Withdrawn
12/21/2007
44-701
Withdrawn - Notice Re Oil and Gas Reserves Disclosure in NI 44-101 AIFs
Withdrawn - ASC Notice - 12/21/2007
ASC Notice
Withdrawn
12/21/2007
44-101
Amendments to NI 44-101 (arising from NI 52-102)
Effective - Amendments to Instrument - 12/29/2006
Amendments to Instrument
Effective
12/29/2006
44-101F1
Amendments to 44-101F1 (arising from NI 51-102)
Effective - Amendments to Instrument - 12/29/2006
Amendments to Instrument
Effective
12/29/2006
Notice Exemption for Solicitations of Expressions of Interest
Published - ASC Notice - 05/18/2006
ASC Notice
Published
05/18/2006
44-101
Short Form Prospectus Distributions
Effective - National Instrument - 12/30/2005
National Instrument
Effective
12/30/2005
44-101F1
Short Form Prospectus
Effective - Form - 12/30/2005
Form
Effective
12/30/2005
44-101CP
Companion Policy to NI 44-101
Effective - Companion Policy - 12/30/2005
Companion Policy
Effective
12/30/2005
Notice of Consequential Amendments - Replacement of NI 44-101
Published - CSA Notice - 10/21/2005
CSA Notice
Published
10/21/2005
Notice of Replacement of NI 44-101 Short Form Prospectus Distributions
Published - CSA Notice - 10/21/2005
CSA Notice
Published
10/21/2005
Notice and request for comment of proposed repeal and replacement of NI 44-101, Form 44-101F3 and 44-101CP (including comment letters received)
Published - CSA Notice - 01/07/2005
CSA Notice
Published
01/07/2005
Notice of proposed consequential amendments arising from the proposed repeal and replacement of NI 44-101
Published - ASC Notice - 01/07/2005
ASC Notice
Published
01/07/2005
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 01/04/2005
Amendments to Instrument
Effective
01/04/2005
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 01/04/2005
Changes to Policy
Effective
01/04/2005
Notice of amendments to NI 44-101, 44-101 F3 and 44-101 CP
Published - CSA Notice - 10/22/2004
CSA Notice
Published
10/22/2004
44-101
Amendments to NI 44-101 (arising from NI 51-102)
Effective - Amendments to Instrument - 03/30/2004
Amendments to Instrument
Effective
03/30/2004
44-101CP
Changes to NI 44-101CP (arising from NI 51-102)
Effective - Changes to Policy - 03/30/2004
Changes to Policy
Effective
03/30/2004
Notice and request for comment of proposed amendments to NI 44-101, Form 44-101F3 and 44-101CP
Published - CSA Notice - 01/30/2004
CSA Notice
Published
01/30/2004
44-101
Amendment to NI 44-101 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
44-101F1
Amendment to 44-101F1 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
44-101F3
Amendment to 44-101F3 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
43-701
Amendments to ASC Notice 43-701
Published - ASC Notice - 09/26/2003
ASC Notice
Published
09/26/2003
44-101
Short Form Prospectus Distributions
Effective - National Instrument - 12/31/2000
National Instrument
Effective
12/31/2000
44-101F1
Annual Information Form
Effective - Form - 12/31/2000
Form
Effective
12/31/2000
44-101F2
Management Discussion & Analysis
Effective - Form - 12/31/2000
Form
Effective
12/31/2000
44-101F3
Short Form Prospectus
Effective - Form - 12/31/2000
Form
Effective
12/31/2000
44-101CP
Companion Policy to NI 44-101
Effective - Companion Policy - 12/31/2000
Companion Policy
Effective
12/31/2000
07/22/1993
Revoked - The Prompt Offering Qualification System and the solicitation of expressions of interest
Revoked - Blanket Order - 12/31/2000
Blanket Order
Revoked
12/31/2000
Notice of Implementation of NI 44-101 and repeal of NP 47
Published - ASC Notice - 10/13/2000
ASC Notice
Published
10/13/2000
02/17/1993
Revoked - National Policy Statement No. 47 - Prompt Offering Qualification System
Revoked - Blanket Order - 06/16/1993
Blanket Order
Revoked
06/16/1993

News Releases Related to 44-101

Title
Date
Canadian securities regulators seek comment on proposed amendments to business acquisition report requirements
Sep 05, 2019
Canadian securities regulators publish amendments relating to designated rating organizations
Mar 29, 2018
Canadian securities regulators seek comments relating to designated rating organizations
Jul 06, 2017
Canadian Securities Regulators Adopt Amendments to Prospectus Rules
Feb 28, 2013
Canadian securities regulators seek comment on proposed amendments to prospectus rules
Jul 15, 2011