Regulatory Instrument Details

45-106 Prospectus Exemptions [NI]

45-106
Number
Title
Regulatory Instrument Type
Date Type
Date
45-106
Prospectus Exemptions - Consolidated Version
As Amended - National Instrument - 10/05/2018
National Instrument
As Amended
10/05/2018
45-106F1
Form
As Amended
10/05/2018
Schedule 1 to 45-106F1 (Excel Template)
Confidential Purchaser Information
Effective - Miscellaneous - 10/05/2018
Miscellaneous
Effective
10/05/2018
Schedule 2 to 45-106F1 (Excel Template)
Miscellaneous
Effective
06/30/2016
45-106F2
Form
As Amended
04/30/2016
45-106F3
Form
As Amended
04/30/2016
45-106F4
Risk Acknowledgement - Consolidated Version
As Amended - Form - 04/30/2016
Form
As Amended
04/30/2016
Sched 1 and 2 to 45-106F4
Miscellaneous
Effective
04/30/2016
45-106F5
Form
Effective
09/28/2009
45-106F7
Form
Effective
05/05/2015
45-106F8
Form
Effective
05/05/2015
45-106F9
Form for Individual Accredited Investors
Effective - Form - 05/05/2015
Form
Effective
05/05/2015
45-106F12
Form
Effective
06/16/2016
45-106F14
Rights Offering Notice for Reporting Issuers
Effective - Form - 12/08/2015
Form
Effective
12/08/2015
45-106F15
Rights Offering Circular for Reporting Issuers
Effective - Form - 12/08/2015
Form
Effective
12/08/2015
45-106F16
Notice of Use of Proceeds
Effective - Form - 04/30/2016
Form
Effective
04/30/2016
45-106F17
NB, NS & ON Notice of Specified Key Events
Effective - Form - 04/30/2016
Form
Effective
04/30/2016
45-106CP
Companion Policy to NI 45-106 - Consolidated Version
As Changed - Companion Policy - 10/05/2018
Companion Policy
As Changed
10/05/2018

Proposed Amendments Related to 45-106

Number
Title
Regulatory Instrument Type
Date Type
Date
45-106CP
Proposed changes to 45-106CP (arising from proposed NI 13-103)
Published - Proposed Changes to Policy - 05/02/2019
Proposed Changes to Policy
Published
05/02/2019
45-106
Proposed amendments to NI 45-106 (arising from proposed NI 13-103)
Published - Proposed Amendments to Instrument - 05/02/2019
Proposed Amendments to Instrument
Published
05/02/2019
Number
Title
Regulatory Instrument Type
Status
Date
45-704
ASC Notice
Published
10/03/2019
CSA Notice
Published
05/02/2019
45-325
CSA Notice
Published
02/07/2019
45-520
Blanket Order
Effective
11/21/2018
46-309
Bail-in Debt
Published - CSA Notice - 08/23/2018
CSA Notice
Published
08/23/2018
45-323
CSA Notice
Published
07/26/2018
45-703
ASC Notice
Published
11/28/2017
45-322
CSA Notice
Published
01/12/2017
45-518
Blanket Order
Effective
06/30/2016
ABASC 974
OM Exemptions Non-Reporting Issuers - Confidentiality Order
Effective - SLP Miscellaneous - 04/30/2016
SLP Miscellaneous
Effective
04/30/2016
2016 ABASC 91
Revocation Order
Effective
04/30/2016
45-701
ASC Notice
Published
04/30/2016
13-323
CSA Notice
Published
04/21/2016
45-304
CSA Notice
Published
05/21/2015
45-314
CSA Notice
Published
03/20/2014
2005 ABASC 849
Exemption for trades in certain capital accumulation plans
Effective - Blanket Order - 10/21/2005
Blanket Order
Effective
10/21/2005
Number
Title
Regulatory Instrument Type
Status
Date
45-106
Amendments to NI 45-106
Effective - Amendments to Instrument - 10/05/2018
Amendments to Instrument
Effective
10/05/2018
45-106CP
Changes to 45-106CP
Effective - Changes to Policy - 10/05/2018
Changes to Policy
Effective
10/05/2018
Amendments to NI 45-106 and Changes to 45-106CP
Published - CSA Notice - 07/19/2018
CSA Notice
Published
07/19/2018
45-106
Amendments to NI 45-106 (arising from NI 44-101)
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
CSA Notice
Published
03/08/2018
CSA Notice
Published
06/08/2017
45-106
Amendments to NI 45-106 (relating to Reports of Exempt Distribution)
Effective - Amendments to Instrument - 06/30/2016
Amendments to Instrument
Effective
06/30/2016
45-106CP
Changes to 45-106CP
Effective - Changes to Policy - 06/30/2016
Changes to Policy
Effective
06/30/2016
45-106CP
Changes to 45-106CP relating to the Offering Memorandum Exemption
Effective - Changes to Policy - 04/30/2016
Changes to Policy
Effective
04/30/2016
45-106
Amendments to NI 45-106 relating to the Offering Memorandum Exemption
Effective - Amendments to Instrument - 04/30/2016
Amendments to Instrument
Effective
04/30/2016
ASC Notice
Withdrawn
04/30/2016
2011 ABASC 561
Designation Order
Revoked
04/30/2016
CSA Notice
Published
04/07/2016
45-106CP
Changes to 45-106CP relating to Rights Offering
Effective - Changes to Policy - 12/08/2015
Changes to Policy
Effective
12/08/2015
45-106
Amendments to NI 45-106 relating to Rights Offering
Effective - Amendments to Instrument - 12/08/2015
Amendments to Instrument
Effective
12/08/2015
45-106
Amendments to Instrument
Effective
11/17/2015
CSA Notice
Published
10/29/2015
CSA Notice
Published
08/13/2015
45-106F1
Report of Exempt Distribution
As Amended - Form - 05/05/2015
Form
As Amended
05/05/2015
45-106
Amendments to Instrument
Effective
05/05/2015
45-106CP
Changes to Policy
Effective
05/05/2015
45-106
Amendments to Instrument
Effective
05/05/2015
45-106CP
Changes to Policy
Effective
05/05/2015
CSA Notice
Published
02/19/2015
45-106
Amendments to NI 45-106 (arising from NI 81-102)
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
CSA Notice
Published
01/23/2014
45-106
Amendments to NI 45-106 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
45-310
CSA Notice
Published
06/07/2012
45-401
Review of Minimum Amount and Accredited Investor Exemptions
Published - Consultation Paper - 11/10/2011
Consultation Paper
Published
11/10/2011
45-106
Amendments to NI 45-106 (arising from amendments to NI 43-101)
Effective - Amendments to Instrument - 06/30/2011
Amendments to Instrument
Effective
06/30/2011
45-106F1
Amendments to 45-106F1
Effective - Amendments to Instrument - 05/01/2011
Amendments to Instrument
Effective
05/01/2011
45-106
Amendments to NI 45-106
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
45-106CP
Changes to 45-106CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
Notice of Amendments to NI 45-106
Published - CSA Notice - 10/01/2010
CSA Notice
Published
10/01/2010
45-305
CSA Notice
Withdrawn
02/19/2010
Notice of Proposed Amendments to NI 45-106
Published - CSA Notice - 10/16/2009
CSA Notice
Published
10/16/2009
2007 ABASC 412
Blanket Order
Expired
09/28/2009
2005 ABASC 914
Blanket Order
Revoked
09/28/2009
2006 ABASC 1285
Revoked - Exemption for certain supranational agencies
Revoked - Blanket Order - 09/28/2009
Blanket Order
Revoked
09/28/2009
45-106F3
Offering Memorandum for Qualifying Issuers
Effective - Form - 09/28/2009
Form
Effective
09/28/2009
45-106CP
Companion Policy to NI 45-106
Effective - Companion Policy - 09/28/2009
Companion Policy
Effective
09/28/2009
2009 ABASC 437
Revocation of Certain Blanket Orders
Effective - Revocation Order - 09/28/2009
Revocation Order
Effective
09/28/2009
45-106
Prospectus and Registration Exemptions
Effective - National Instrument - 09/28/2009
National Instrument
Effective
09/28/2009
45-106F2
Form
Effective
09/28/2009
45-106F1
Report of Exempt Distribution
Effective - Form - 09/28/2009
Form
Effective
09/28/2009
CSA Notice
Published
07/17/2009
2008 ABASC 325
Revocation of Certain Blanket Orders
Effective - Revocation Order - 05/28/2008
Revocation Order
Effective
05/28/2008
45-106F2
Amendments to 45-106F2 (arising from repeal of NP 48)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
45-106F3
Amendments to 45-106F3 (arising from repeal of NP 48)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
2005 ABASC 739
Blanket Order
Expired
12/01/2005
CSA Notice
Published
10/21/2005
45-507
Blanket Order
Revoked
09/14/2005
45-106CP
Companion Policy to NI 45-106
Effective - Companion Policy - 09/14/2005
Companion Policy
Effective
09/14/2005
45-106F2
Form
Effective
09/14/2005
45-106F3
Offering Memorandum for Qualifying Issuers
Effective - Form - 09/14/2005
Form
Effective
09/14/2005
45-106F4
Risk Acknowledgement
Effective - Form - 09/14/2005
Form
Effective
09/14/2005
45-106F5
Form
Effective
09/14/2005
45-106F1
Report of Exempt Distribution
Effective - Form - 09/14/2005
Form
Effective
09/14/2005
Notice of NI 45-106 - Related Consequential Amendments
Published - CSA Notice - 07/08/2005
CSA Notice
Published
07/08/2005
Notice of NI 45-106 - Related Consequential Amendments
Published - ASC Notice - 07/08/2005
ASC Notice
Published
07/08/2005
CSA Notice
Published
07/08/2005
CSA Notice
Published
12/17/2004
ASC Notice
Published
12/17/2004
45-507
Blanket Order
Revoked
03/30/2004
ASC Notice of Blanket Order 45-507
Published - ASC Notice - 03/05/2004
ASC Notice
Published
03/05/2004
ASC Notice of Blanket Order 45-507
Published - ASC Notice - 04/30/2002
ASC Notice
Published
04/30/2002
45-503
Offerings by CDNX Short Form Offering Document
Effective - Blanket Order - 04/30/2002
Blanket Order
Effective
04/30/2002

News Releases Related to 45-106

Title
Date