Regulatory Instrument Details

54-101 - Communication With Beneficial Owners of Securities of a Reporting Issuer [NI]

54-101
Number
Title
Regulatory Instrument Type
Date Type
Date
54-101
National Instrument
As Amended
02/11/2013
54-101F1
Form
As Amended
01/01/2011
54-101F2
Form
As Amended
02/11/2013
54-101F3
Omnibus Proxy (Depositories)
Effective - Form - 07/01/2002
Form
Effective
07/01/2002
54-101F4
Omnibus Proxy (Proximate Intermediaries)
Effective - Form - 07/01/2002
Form
Effective
07/01/2002
54-101F5
Electronic Format For NOBO List
Effective - Form - 02/11/2013
Form
Effective
02/11/2013
54-101F6
Form
As Amended
02/11/2013
54-101F7
Form
As Amended
02/11/2013
54-101F9
Undertaking – Consolidated Version
As Amended - Form - 02/11/2013
Form
As Amended
02/11/2013
54-101F10
Undertaking
Effective - Form - 02/11/2013
Form
Effective
02/11/2013
54-101CP
Companion Policy to NI 54-101 – Consolidated Version
As Changed - Companion Policy - 02/11/2013
Companion Policy
As Changed
02/11/2013

Proposed Amendments Related to 54-101

Number
Title
Regulatory Instrument Type
Date Type
Date
54-101
Proposed amendments to NI 54-101 (arising from proposed NI 13-103)
Published - Proposed Amendments to Instrument - 05/02/2019
Proposed Amendments to Instrument
Published
05/02/2019
54-101CP
Proposed changes to 54-101CP (arising from proposed NI 13-103)
Published - Proposed Changes to Policy - 05/02/2019
Proposed Changes to Policy
Published
05/02/2019
Number
Title
Regulatory Instrument Type
Status
Date
CSA Notice
Published
05/02/2019
Notice of Implementation of NI 81-106
Published - CSA Notice - 03/11/2005
CSA Notice
Published
03/11/2005
54-301
Frequently Asked Questions About NI 54-101
Published - CSA Notice - 04/04/2003
CSA Notice
Published
04/04/2003
16
ASC Notice
Withdrawn
12/11/2002
Number
Title
Regulatory Instrument Type
Status
Date
54-101
Amendments to NI 54-101
Effective - Amendments to Instrument - 02/11/2013
Amendments to Instrument
Effective
02/11/2013
54-101CP
Changes to 54-101CP
Effective - Changes to Policy - 02/11/2013
Changes to Policy
Effective
02/11/2013
54-101F8
Legal Proxy - Repealed
Repealed - Form - 02/11/2013
Form
Repealed
02/11/2013
Amendments to NI 54-101, 54-101CP and related amendments
Published - CSA Notice - 11/29/2012
CSA Notice
Published
11/29/2012
Proposed Amendments to NI 54-101 and 54-101CP
Published - CSA Notice - 06/17/2011
CSA Notice
Published
06/17/2011
54-101
Amendment to NI 54-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
Proposed Amendments to NI 54-101
Published - CSA Notice - 04/09/2010
CSA Notice
Published
04/09/2010
54-503
Revoked - Exemption from paragraph 3.3(c) of NI 54-101
Revoked - Blanket Order - 05/28/2008
Blanket Order
Revoked
05/28/2008
54-101
Amendments to NI 54-101
Effective - Amendments to Instrument - 02/09/2005
Amendments to Instrument
Effective
02/09/2005
54-101CP
Companion Policy to NI 54-101
Effective - Changes to Policy - 02/09/2005
Changes to Policy
Effective
02/09/2005
Amendments to NI 54-101
Published - CSA Notice - 12/03/2004
CSA Notice
Published
12/03/2004
Blanket Order 54-503
Published - ASC Notice - 11/14/2003
ASC Notice
Published
11/14/2003
Proposed Amendments to NI 54-101
Published - CSA Notice - 10/03/2003
CSA Notice
Published
10/03/2003
54-101 F1
Explanation to Clients and Client Response Form
Effective - Form - 07/01/2002
Form
Effective
07/01/2002
54-101 F2
Request for Beneficial Ownership Information
Effective - Form - 07/01/2002
Form
Effective
07/01/2002
03/09/1988
Blanket Order
Revoked
07/01/2002
03/16/1988
Blanket Order
Revoked
07/01/2002
Notice of Implementation of NI 54-101
Published - CSA Notice - 04/09/2002
CSA Notice
Published
04/09/2002
Republication for Comment Proposed NI 54-101
Published - CSA Notice - 09/01/2000
CSA Notice
Published
09/01/2000

News Releases Related to 54-101

Title
Date