Regulatory Instrument Details
55-104 Insider Reporting Requirements and Exemptions [NI]
55-104
Number
Title
Regulatory Instrument Type
Date Type
Date
55-104
Insider Reporting Requirements and Exemptions - Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
55-104CP
Companion Policy to NI 55-104 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
Proposed Amendments Related to 55-104
Number
Title
Regulatory Instrument Type
Date Type
Date
55-104
Proposed Amendments to NI 55-104 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
55-312
Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) - Revised Version
Published - CSA Notice - 06/11/2010
CSA Notice
Published
06/11/2010
55-316
Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
Published - CSA Notice - 06/11/2010
CSA Notice
Published
06/11/2010
55-315
Frequently Asked Questions about NI 55-104 Insider Reporting Requirements and Exemptions
Published - CSA Notice - 04/28/2010
CSA Notice
Published
04/28/2010
Number
Title
Regulatory Instrument Type
Status
Date
55-104
Amendments to NI 55-104 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
55-104CP
Changes to 55-104CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
55-104
Amendments to NI 55-104 (arising from NI 14-101)
Effective - Amendments to Instrument - 02/01/2017
Amendments to Instrument
Effective
02/01/2017
55-104CP
Changes to 55-104CP (arising from MI 62-104)
Effective - Changes to Policy - 05/09/2016
Changes to Policy
Effective
05/09/2016
55-104
Amendments to NI 55-104 (arising from Derivatives related amendments to the Securities Act)
Effective - Amendments to Instrument - 10/31/2014
Amendments to Instrument
Effective
10/31/2014
55-104CP
Companion Policy to NI 55-104
Effective - Companion Policy - 04/30/2010
Companion Policy
Effective
04/30/2010
Notice of Implementation of NI 55-104 and the Repeal of Related Predecessor Instruments
Published - CSA Notice - 01/22/2010
CSA Notice
Published
01/22/2010
Request for Comment on Proposed NI 55-104 and Consequential Amendments
Published - CSA Notice - 12/18/2008
CSA Notice
Published
12/18/2008
News Releases Related to 55-104
Title
Date
Jun 25, 2020