Regulatory Instrument Details
96-101 Trade Repositories and Derivatives Data Reporting [MI]
96-101
Number
Title
Regulatory Instrument Type
Date Type
Date
96-101
Trade Repositories and Derivatives Data Reporting - Consolidated Version
As Amended - Multilateral Instrument - 09/30/2016
Multilateral Instrument
As Amended
09/30/2016
96-101F1
Application for Recognition – Trade Repository Information Statement
Effective - Form - 05/01/2016
Form
Effective
05/01/2016
96-101F2
Trade Repository Submission to Jurisdiction and Appointment of Agent for Service of Process
Effective - Form - 05/01/2016
Form
Effective
05/01/2016
96-101F3
Cessation of Operations Report for Recognized Trade Repository
Effective - Form - 05/01/2016
Form
Effective
05/01/2016
96-101CP
Companion Policy to MI 96-101 - Consolidated Version
As Changed - Companion Policy - 09/30/2016
Companion Policy
As Changed
09/30/2016
Proposed Amendments Related to 96-101
Number
Title
Regulatory Instrument Type
Date Type
Date
Request for Comment Proposed Amendments to MI 96-101 (includes comment letters received)
Published - CSA Notice - 06/09/2022
CSA Notice
Published
06/09/2022
Number
Title
Regulatory Instrument Type
Status
Date
96-305
Multilateral Notice - Derivatives Data Reporting Guidance for CDOR Transition
Published - CSA Notice - 03/07/2024
CSA Notice
Published
03/07/2024
96-303
Derivatives Data Reporting Transition Guidance
Published - CSA Notice - 11/10/2022
CSA Notice
Published
11/10/2022
11-342
Notice of Local Amendments and Changes in Certain Jurisdictions
Published - CSA Notice - 08/06/2020
CSA Notice
Published
08/06/2020
21-504
Relief from Reporting Requirements for Regulated Entities Carrying on Business in the Province of Alberta
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
96-501
Relief from Certain Derivatives Reporting Requirements - Varied
As Amended - Blanket Order - 12/15/2017
Blanket Order
As Amended
12/15/2017
96-302
Variation, Amendment, or Revocation and Replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under MI 96-101
Published - CSA Notice - 12/15/2017
CSA Notice
Published
12/15/2017
96-504
Relief from Data-Dissemination Deadline under Multilateral Instrument 96-101
Effective - Blanket Order - 01/20/2017
Blanket Order
Effective
01/20/2017
91-305
Frequently Asked Questions relating to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting - Revised Version
Published - CSA Notice - 11/25/2016
CSA Notice
Published
11/25/2016
96-502
Exemption from Certain Derivatives Reporting Requirements under MI 96-101 for Certain Financially-Settled Electricity-Based Derivatives
Effective - Blanket Order - 11/22/2016
Blanket Order
Effective
11/22/2016
91-101
Derivatives: Product Determination - Consolidated Version
As Amended - Multilateral Instrument - 09/30/2016
Multilateral Instrument
As Amended
09/30/2016
91-305
Frequently Asked Questions relating to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting
Published - CSA Notice - 09/29/2016
CSA Notice
Published
09/29/2016
96-301
Matters related to the coming into force of MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting
Published - CSA Notice - 06/17/2016
CSA Notice
Published
06/17/2016
Number
Title
Regulatory Instrument Type
Status
Date
96-101
Amendments to MI 96-101
Effective - Amendments to Instrument - 09/30/2016
Amendments to Instrument
Effective
09/30/2016
96-101CP
Changes to 96-101CP
Effective - Changes to Policy - 09/30/2016
Changes to Policy
Effective
09/30/2016
96-503
Expired - Exemption from Derivatives Reporting Requirements in MI 96-101 for Certain Derivatives Reported to Certain Data Centres
Expired - Blanket Order - 08/15/2016
Blanket Order
Expired
08/15/2016
Amendments to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting
Published - CSA Notice - 06/30/2016
CSA Notice
Published
06/30/2016
96-101
Trade Repositories and Derivatives Data Reporting
Effective - Multilateral Instrument - 05/01/2016
Multilateral Instrument
Effective
05/01/2016
Request for Comments Proposed Amendments to MI 96-101 and Proposed Changes to 96-101CP (includes comment letters received)
Published - CSA Notice - 02/16/2016
CSA Notice
Published
02/16/2016
Approval MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting
Published - CSA Notice - 01/22/2016
CSA Notice
Published
01/22/2016
96-101
Proposed MI 96-101 Trade Repositories and Derivatives Data Reporting and Proposed MI 91-101 Derivatives Product Determination (includes comment letters received)
Published - CSA Notice - 01/21/2015
CSA Notice
Published
01/21/2015
91-302
Updated Model Provincial Rules-Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting (includes comment letters received)
Published - CSA Notice - 06/06/2013
CSA Notice
Published
06/06/2013
91-301
Model Provincial Rules-Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting
Published - Consultation Paper - 12/06/2012
Consultation Paper
Published
12/06/2012
91-402
Derivatives: Trade Repositories
Published - Consultation Paper - 06/23/2011
Consultation Paper
Published
06/23/2011
News Releases Related to 96-101
Title
Date