ASC Proceedings

ASC hearings may include enforcement proceedings, adjudication relating to contested take-over bids, and reviews and appeals of decisions made by ASC staff, exchanges or self-regulatory organizations.

ASC hearings are generally open to the public. If you are a party to, or otherwise involved in an ASC hearing, click here for important information.

Click here to view status of current and scheduled ASC hearingsCOVID Update: All hearings are being reviewed and considered on a case-by-case basis.

The following information pertains to past ASC hearings. These may include: