ASC Registrant Outreach and Education Seminar - September 2021

ASC Registrant Outreach and Education Seminar – September 2021

Virtual

9/15/2021 9:00:00 AM

The seminar is focused on Client Focused Reforms – Implementation and Best Practices.

Agenda

9:00-9:10 a.m.

  • Opening remarks John Fitzgerald (Manager, Registrant Regulation)

9:10-10:15 a.m.

Panel discussion: Client Focused Reforms – Implementation and Best Practices

  • Bonnie Kuhn (Senior Legal Counsel, Market Regulation)
  • Matias Pendola (Team Lead, Registrant Oversight) Brett Kimak (ATB Investment Management Inc.)
  • William Buterman (Axcess Capital Advisors Inc.)
  • Phil du Heaume (Philip du Heaume Professional Corporation)

10:15-10:30 a.m.

  • Q&A