October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
Net Asset Value Adjustments
Appendix B – Subordination Agreement
Regulatory and NRD User Fees
ASC Staff will contact the firm by telephone or email upon receipt of the application package and when the firm has been set up in pending state on NRD. The firm will be requested to resubmit fees through the firm’s Electronic Fund Transfer account with CDS/NRD. For more information on fees, refer to the links below:
See NRD Fees
See Regulatory Fees