Regulatory Instrument Details

13-501 - Fees [ASC Rule]

13-501
Number
Title
Regulatory Instrument Type
Date Type
Date
13-501
Fees - Consolidated Version
As Amended - ASC Rule - 03/01/2017
ASC Rule
As Amended
03/01/2017
13-501F1
Form
As Amended
03/01/2017
13-501F2
Class 2 Reporting Issuers - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F3
Form
Effective
12/01/2016
13-501F4
Form
Effective
12/01/2016
13-501F5
Investment Fund - Participation Fee
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F6
Subsidiary Exemption Notice
Effective - Form - 12/01/2016
Form
Effective
12/01/2016
13-501F7
Form
Effective
12/01/2016

Proposed Amendments Related to 13-501

No documents found
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
13-501
Amendments to ASC Rule 13-501
Effective - Amendments to ASC Rule - 03/01/2017
Amendments to ASC Rule
Effective
03/01/2017
Amendments to ASC Rule 13-501
Published - ASC Notice - 01/19/2017
ASC Notice
Published
01/19/2017
13-501
Fees
Effective - ASC Rule - 12/01/2016
ASC Rule
Effective
12/01/2016
13-501F1
Form
Effective
12/01/2016
Ministerial Approval of ASC Rules 13-501
Published - ASC Notice - 11/03/2016
ASC Notice
Published
11/03/2016
ASC Notice
Published
05/30/2016
Request for Comment Proposed ASC Rule 13-501 Fees
Published - ASC Notice - 11/02/2015
ASC Notice
Published
11/02/2015

News Releases Related to 13-501

Title
Date