Regulatory Instrument Details

23-102 - Use Of Client Brokerage Commissions [NI]

23-102
Number
Title
Regulatory Instrument Type
Date Type
Date
23-102
Use of Client Brokerage Commissions - Consolidated Version
As Amended - National Instrument - 02/01/2017
National Instrument
As Amended
02/01/2017
23-102CP
Companion Policy to NI 23-102
Effective - Companion Policy - 06/30/2010
Companion Policy
Effective
06/30/2010

Proposed Amendments Related to 23-102

No documents found
Number
Title
Regulatory Instrument Type
Status
Date
Number
Title
Regulatory Instrument Type
Status
Date
23-102
Amendments to NI 23-102 (arising from NI 14-101)
Effective - Amendments to Instrument - 02/01/2017
Amendments to Instrument
Effective
02/01/2017
23-102
Amendments to NI 23-102 (arising from NI 31-103)
Effective - Amendments to Instrument - 01/11/2015
Amendments to Instrument
Effective
01/11/2015
23-102
Amendments to Instrument
Effective
10/31/2014
CSA Notice
Published
01/11/2008
Notice on Proposed NI 23-102
Published - CSA Notice - 07/21/2006
CSA Notice
Published
07/21/2006

News Releases Related to 23-102

Title
Date