Regulatory Instrument Details

81-105 - Mutual Fund Sales Practices [NI]

81-105
Number
Title
Regulatory Instrument Type
Date Type
Date
81-105
Mutual Fund Sales Practices - Consolidated Version
As Amended - National Instrument - 09/22/2014
National Instrument
As Amended
09/22/2014
81-105CP
Companion Policy to NI 81-105 - Consolidated Version
As Changed - Companion Policy - 09/28/2009
Companion Policy
As Changed
09/28/2009

Proposed Amendments Related to 81-105

Number
Title
Regulatory Instrument Type
Date Type
Date
CSA Notice
Published
09/13/2018
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
81-302
Withdrawn - Sales of Mutual Funds in Upcoming RRSP Season
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
81-105
Amendments to NI 81-105 (arising from NI 81-102)
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
81-105CP
Changes to 81-105CP (arising from NI 31-103)
Effective - Changes to Policy - 09/28/2009
Changes to Policy
Effective
09/28/2009
81-105
Amendments to NI 81-105 (arising from NI 31-103)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
81-105
Mutual Fund Sales Practices
Effective - National Instrument - 05/01/1998
National Instrument
Effective
05/01/1998
81-105CP
Companion Policy to NI 81-105
Effective - Companion Policy - 05/01/1998
Companion Policy
Effective
05/01/1998
Notice of Implementation of NI 81-105
Published - ASC Notice - 02/20/1998
ASC Notice
Published
02/20/1998

News Releases Related to 81-105

No documents found